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1. Parties: Identification of the client and the financial consultant, including registration details and SEBI license information
2. Background: Context of the engagement and brief description of the client's requirements for financial consulting services
3. Definitions: Key terms used throughout the agreement including 'Services', 'Confidential Information', 'Deliverables', and 'Intellectual Property Rights'
4. Scope of Services: Detailed description of financial consulting services to be provided, including specific deliverables and exclusions
5. Term: Duration of the agreement and conditions for renewal
6. Consultant's Obligations: Key responsibilities, professional standards, and regulatory compliance requirements
7. Client's Obligations: Responsibilities of the client, including providing necessary information and cooperation
8. Fees and Payment Terms: Compensation structure, payment schedule, expenses, and tax implications
9. Confidentiality: Obligations regarding confidential information and client data protection
10. Intellectual Property Rights: Ownership of deliverables and pre-existing intellectual property
11. Compliance and Regulatory Requirements: SEBI compliance requirements and other applicable regulatory obligations
12. Representations and Warranties: Statements of fact and promises made by both parties
13. Limitation of Liability: Caps on liability and exclusions of certain types of damages
14. Termination: Grounds for termination, notice periods, and post-termination obligations
15. General Provisions: Standard clauses including notices, governing law, dispute resolution, and force majeure
1. Non-Compete: Restrictions on consultant's ability to work with competing clients - include when dealing with sensitive industry sectors or proprietary strategies
2. Insurance: Requirements for professional indemnity and other insurance coverage - include for high-value consulting arrangements
3. Performance Metrics: Specific KPIs and performance evaluation criteria - include when success-based fees are involved
4. Training and Knowledge Transfer: Obligations for training client's staff - include when knowledge transfer is part of the engagement
5. Sub-contracting: Terms governing the use of sub-contractors - include when the consultant may need to engage other experts
6. Data Protection: Detailed data protection and privacy obligations - include when handling personal financial data
7. Anti-Corruption: Specific anti-corruption and anti-bribery provisions - include for international clients or public sector work
1. Schedule 1 - Scope of Services: Detailed breakdown of specific financial consulting services to be provided
2. Schedule 2 - Fee Structure: Detailed fee calculations, rates, and payment milestones
3. Schedule 3 - Key Personnel: List of key consultant team members and their qualifications
4. Schedule 4 - Service Levels: Specific service standards and response times
5. Schedule 5 - Compliance Requirements: Detailed regulatory compliance requirements and procedures
6. Appendix A - Required Reports: Templates and formats for required financial reports and deliverables
7. Appendix B - Client Policies: Relevant client policies that consultant must comply with
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